FAQ - What is a chaperone broker-dealer arrangement?

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Frequently asked questions about IXS Finance: regulated Vaults for tokenized RWA, DARE Act licensing, US access via IXS Finance USA, and IXS Agent Rail for AI agents.

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Regulation and licensing

What is a chaperone broker-dealer arrangement?

A chaperone broker-dealer arrangement is a regulatory structure under which a SEC-registered broker-dealer supervises and supports specific activities for a non-registered firm, allowing limited and compliant access to US institutional and accredited investors. IXS Finance USA operates under this structure to provide US access without IXS Finance itself being a registered broker-dealer.